Tracy is a compliance manager is our Bristol Risk and Compliance team.
I joined CW in December 2014 having previously worked as an auditor for various local government authorities and awarding bodies. I began my career here as an internal auditor in a small Risk team. As the team expanded so did my role and I was promoted to the role of compliance manager, with additional line management responsibilities.
Describe your typical work day at Clarke Willmott
A working day within the Risk and Compliance team is never the same from one day to the next due to the nature of our work. As a general overview, I am responsible for the firm’s audit plan and schedule. For large periods of a month, the Compliance team will be conducting audits in accordance with that plan. In addition, I could be carrying out ad-hoc audits across the firm or supporting the wider Risk team with its tasks and obligations.
I am also responsible for the firm’s Lexcel accreditation. For a concentrated period of the year my team will be collating evidence for external assessment, as well as supporting the staff selected for interview. We are also available to answer queries from the fee earning teams to ensure that they are meeting their Solicitors Regulation Authority (SRA) Code of Conduct obligations.
Tell us about your experience of wellbeing at Clarke Willmott
CW has always been supportive of its staff, but during the pandemic it went above and beyond to ensure we felt valued during a difficult time. Regular updates were provided from our chief executive to all staff so that we all knew the latest updates and developments within the firm. On a team and 1:1 level, we had regular meetings and were able to share our feelings and concerns.
We received physical gifts from the firm during the pandemic to thank us for our continued work, and these gifts made me really feel valued at a time when that additional contact was really appreciated.